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PECB Certified ISO/IEC 27001 Lead Auditor exam (ISO-IEC-27001-Lead-Auditor中文版) Sample Questions:
1. 情境7
Lawsy是一家領先的律師事務所,在泰國曼谷設有辦事處。它擁有50多名律師,為客戶提供商業法、智慧財產權、銀行和金融服務等領域的專業法律服務。
他們相信,憑藉對資訊安全最佳實踐的貫徹落實以及對技術發展的持續關注,他們在市場上擁有穩固的地位。
兩年來,Lawsy 一直嚴格執行、評估並進行資訊安全管理系統 (ISMS) 的內部審核。現在,他們已向知名且值得信賴的認證機構 ISMA 申請 ISO/IEC 27001 認證。
在第一階段審核中,審核團隊審查了實施階段所創建的所有資訊安全管理系統(ISMS)文件。他們還審查並評估了管理評審和內部審核的記錄。 Lawsy提交的證據記錄表明,在必要時已對不符合項採取了糾正措施,因此審核團隊對內部審核員進行了訪談。訪談透過深入了解內部審核計畫和程序,驗證了內部審核的充分性和頻率。
審計團隊繼續核實策略文件,包括資訊安全政策和風險評估標準。在資訊安全政策審查過程中,團隊發現已記錄的治理框架資訊與實際操作流程有不一致之處。第一階段完成後,審計團隊負責人制定了審計計劃,其中涵蓋了審計目標、範圍、標準和流程。
在第二階段審計中,審計團隊採訪了資訊安全經理,他負責起草資訊安全政策。他解釋說,Lawsy 每三個月都會進行強制性的資訊安全培訓和意識提升活動,以此來解釋第一階段發現的問題。
審計小組隨後發現,儘管勞西公司允許員工將筆記型電腦帶出工作場所,但該公司並未制定在工作場所外使用筆記型電腦的相關程序。該公司僅提供關於筆記型電腦使用的一般性信息,並依賴員工的常識來保護儲存在筆記型電腦上的資訊的機密性和完整性。
面談結束後,審核小組審查了15份員工培訓記錄(共50份),並得出結論:Lawsy符合ISO/IEC 27001關於培訓和意識方面的要求。為佐證該結論,審核員在審核結束後對審查的員工培訓記錄進行了複印和存檔。
問題
在審計過程中,團隊抽取了50名員工中的15名員工的訓練記錄進行審查。這種情況說明了什麼?請參考以下情景。
A) 固有風險
B) 抽樣誤差
C) 與審計師相關的風險
2. 您正在一家提供醫療保健服務的住宅療養院進行 ISMS 審核。審核計畫的下一步是驗證業務連續性管理流程的資訊安全性。在審計過程中,您了解到該組織啟動了其中一項業務連續性計劃 (BCP),以確保護理服務在最近的大流行期間繼續進行。您要求服務經理解釋組織如何在業務連續性管理流程中管理資訊安全。
服務經理介紹了針對大流行的護理服務連續性計劃,並將流程總結如下:
停止接納任何新居民。
70%的行政人員和30%的醫護人員將在家工作。
定期對員工進行自我檢測,包括在來辦公室前 1 天提交陰性檢測報告。
安裝 ABC 的醫療保健行動應用程序,追蹤他們的足跡並出示綠色健康狀況二維碼以供現場檢查。
您詢問服務經理,當員工在家工作時,如何防止非相關家庭成員或利害關係人存取居民的個人資料。服務經理無法回答,並建議 IT 安全經理應提供協助。
您想進一步調查其他領域以收集更多審計證據。選擇三個不會出現在您的審核追蹤中的選項。
A) 收集更多證據,證明員工在家工作時僅使用免受惡意軟體侵害的 IT 裝置(與控制措施 A.8.7 相關)
B) 收集更多證據,了解組織提供哪些資源來支持在家工作的員工。 (與第7.1條相關)
C) 收集更多有關如何以及何時測試業務連續性計劃的證據。 (與控制措施 A.5.29 相關)
D) 收集更多有關組織如何進行業務風險評估的證據,以評估現有居民離開療養院的速度。 (與第6條相關)
E) 收集更多證據,說明組織如何確保所有員工定期進行新冠病毒檢測呈陽性(與控制措施 A.7.2 相關)
F) 收集更多有關組織如何管理行動裝置上和遠端辦公期間的資訊安全的證據(與控制措施 A.6.7 相關)
G) 透過訪談其他員工來收集更多證據,以確保他們意識到有時需要在家工作(與第 7.3 條相關)
H) 收集有關在中斷期間如何維護資訊安全協議的更多證據(與控制措施 A.5.29 相關)
3. 根據 ISO/IEC 27001,資訊安全管理系統旨在保護下列哪兩項?
A) 資訊整合
B) 資訊的機密性
C) 訊息的真實性
D) 資訊的可訪問性
E) 資訊的一致性
F) 資訊的完整性
4. 當 IT 經理找到您並請您協助修改公司的風險管理流程時,您剛完成了組織的預定資訊安全審核。
他正在嘗試更新當前的文檔,以使其他經理更容易理解,但是,從您的討論中可以清楚地看出,他混淆了幾個關鍵術語。
您要求他將每個描述與適當的風險術語相匹配。正確答案應該是什麼?
5. 完成第一階段並準備第二階段初步認證審核後,受審核方通知審核小組負責人,他們希望擴大審核範圍,以包括該組織最近收購的另外兩個場所。
考慮到這些訊息,您希望審計小組負責人採取什麼行動?
A) 取得附加網站的資訊以通知認證機構
B) 通知審核方可以接受請求,但必須重複完整的第一階段審核
C) 增加第 2 階段審核的長度以包含額外的站點
D) 安排使用視訊會議平台完成兩個站點的遠端第一階段審核
Solutions:
| Question # 1 Answer: B | Question # 2 Answer: B,D,E | Question # 3 Answer: B,F | Question # 4 Answer: Only visible for members | Question # 5 Answer: A |
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